Tuesday, October 18, 2016

Field Activity 5: Sandbox Survey Part 2, Visualizing and Refining a Terrain Survey

Introduction
                Prior to this lab each group was to create a terrain inside of a sandbox of about one square meter (Figure 1), and then tasked to come up with a sampling scheme and technique for the creation of a digital elevation surface. Due to the small size of the study area, the grid scheme consisted of 6 X 6 cm squares and systematic point sampling was used to gather elevation data from the X, Y intersections of each square. In cases of sharp change in elevation within one square two measurements were taken in one square, giving the X or Y a 0.5 decimal place in the coordinating location. Data was manually recorded on a hand drawn grid matching that of the one created over the sandbox. This method organized the data and assisted in data normalization as it was entered into an excel spreadsheet. Data normalization involves the input of data into a database so that all related data is stored together, without any redundancy. Data for this excel file was set to numeric, double to indicate the decimal values and keep all data in the same format. X, Y, and Z data for each grid was entered beginning at the first X column from bottom to top and so forth, this pattern eliminated redundancy and kept all data inside one excel file. In total; 434 data points were collected in a relatively uniform pattern throughout the entire study area, with some clustering of points in areas with rapid change in elevation. These data points can be imported into ArcGIS or Arc Scene, where interpolation can mathematically create a visual of the entire terrain based on the know values.

Figure 1


Methods
                To bring this process a geodatabase was created and the excel file, which has been set to a numerical data format, is imported into the database, brought into ArcMap as X, Y data, and then converted into a point feature class. After a point feature class has been made the data can be used to create a continuous surface using interpolation methods. Four raster interpolations and one done in a vector environment are experimented with to determine the ideal representation of the terrain. The four raster operations are: Inverse Distance Weighted (IDW), natural neighbors, kriging, and spline. The interpolation done in a vector environment is called TIN.
IDW and spline methods are deterministic methods, they are based directly on a set of surrounding points or mathematical calculation to produce a smooth continuous surface. IDW interpolation averages the values of known points in the area of the cells being calculated to give them values based on proximity to the know values; cells closer to known points are more influenced by the average than those farther away. Influence of known points can be controlled by defining power, a larger power will place more emphasis on near points and result in a more detailed map, while a lower power will place emphasis on distant points as well to produce a smoother map. Produced values can also be varied by manipulation of the search radius to control for distance of points from the cell being calculated. The IDW interpolation method would not be advantageous for random sampling methods, areas with a higher density of samples would be more well represented than areas with fewer points. Spline uses a mathematical function and the resulting surface passes exactly through each sample point, making it ideal an ideal method for large samples. The function used creates a smooth transition from one point to the next and is ideal for interpolation of gradually changing surfaces such as; elevation, rain fall levels, and pollution concentration. Since this method passes through each sample point to create the resulting surface, it is not ideal for sampling techniques that result in clustered areas or fewer sample points in proportion to the entire area, such as random and/or stratified.
Kriging is a multi-step, geostatistical method of interpolation that creates a prediction of a surface based on sample points and also produce a measure of accuracy of those predictions. It assumes a correlation between points based on distance and direction between them. Kriging is similar to IDW in the fact that it weights points in a certain vicinity but it goes beyond IDW and takes spatial arrangement of the sample points into account, in a process called variography. While kriging goes a step beyond IDW to create a more accurate portrayal of a surface, like IDW it is not an advantageous method for sampling techniques that have resulted in clusters of sample points, such as random sampling.
Natural neighbor interpolation utilizes a subdivision of known points closest to the unknown point to interpolate and does not deduce patterns from the subdivision data. Hence if the entered sample does not indicate the pattern of a ridge, valley, etc.; it will not create this feature. Natural neighbor interpolation is advantageous for samples that have been collected using a stratified sampling method due to subdivisions within the study area.  However random sampling may result in poor representation of a specific surface and thus natural neighbor would produce a poor representation of the surface as well.
TIN, or triangulated irregular network, uses an algorithm to select sample points in the form triangles and then creates circles around each triangle throughout the entire surface. The intersections of these are used to create a series of the smallest possible, non-overlapping triangles. The triangle`s edges cause discontinuous slopes throughout the produced surface, which may result in a jagged appearance and TIN is not an advisable interpolation method for areas away from sample points.
Given the comprehensive and uniform collection of sample points in the terrain, each of these methods should produce a relatively accurate portrayal of the terrain. However, the areas with more densely collected data may result in over-representation in those areas in all interpolation methods except spline. Because of the fact that spline interpolation passes the surface though each data point and produces a smoothed surface in-between the points. Further reading in ArcGIS help indicates that spline is also ideal for areas with large numbers of sample points and gradually changing surfaces, like elevation. This indicated it would be the most ideal method for the survey.

Results/Discussion
                Prior to this activity, it was necessary to create a sandbox terrain and spatially sample it for elevation values. The entire terrain was slightly larger than one square meter and a systematic point sampling of the entire terrain was feasible. Systematic sampling done within an X, Y plane consisting of 361, 62 centimeters, quadrates resulted in an excel spreadsheet with 434 data points (Link to excel file). After the excel file was imported into ArcGIS as X, Y data and converted into a point feature class (Figure 2A), it produced a collection of sample points that were uniform throughout most of the terrain, with areas of sharp change in elevation more densely sampled. Each of the five interpolation methods described above were applied to the feature class to create different continuous elevation surfaces and each analyzed for best fit for the survey.
For each method, the elevation from surfaces option was set to floating on a custom surface with the custom surface being set to the corresponding surface being interpolated and each was set to shade areal features relative to the scene`s light position. Furthermore, other than the TIN method, each scene was set to a stretched symbology with the same color ramp. The TIN method only offers elevation symbology and did not offer the same color ramp.  All First, IDW resulted in elevation changes that were relatively smooth and accurate but the image appeared “dimply”, similar to that of a zoomed in view of a golf ball in almost the entire image (Figure 3A). Kriging also accurately represented elevation, but it appeared very geometric. It would most likely appear similar to a fractal if each shape within the image were colored in differently (Figure 3B). The natural neighbor method is smooth in most places, but edges are rough and smaller elevation changes are less pronounced (Figure 3C). TIN interpolation produced a very detailed image, however it is very “blocky” with angular curvature instead of a smooth surface appearance (Figure 3D). Finally, the spline interpolation method produced smooth elevation transitions, with the most pronounced representation of different elevations throughout the terrain. Based on these results, the spline method appeared to be the interpolation most appropriate for the survey taken (Figure 2B).
Before applying the interpolation methods and having only researched sampling techniques and some about the first geography law; it seemed the survey performed may have been slightly excessive. However, on the other hand, a larger survey is ideal and the time taken to perform the survey was not all that long. After experimenting with and reading about each interpolation method, it can be concluded that the sampling technique and grid scheme was not too excessive. The results from each interpolation method captured most details of the original terrain, and it was clear what was being portrayed in each image.

Figure 2


Figure 3







Summary/Conclusions

                Field based surveys collect essential spatial data needed to determine the relative data of unknown areas within proximity to the collected data, in order to establish an acceptable representation of the entire study area. This activity illustrated the basics of the survey process on a much smaller scale than usual. Like this survey, surveyors need to decide which sampling technique and tools are most suitable for the task. However, the tools used in most field-based studies are go beyond string and thumbtacks, some of the tools used include GPS receivers, total stations, 3-D scanners, and UAVs. In larger survey areas, surveyors must also consider temporal aspects. If a survey is to be done as a follow up to a previous one, the surveyors need to consider whether it should be done in the same temporal situation as the previous survey. Alternatively, if a new survey is to be conducted, the surveyors need to determine the best temporal situation for the survey. The detail given to this small scale survey is not always a feasible option, resulting in a different collection of sample points. This is where the other interpolations would yield a more accurate representation of the survey in question.

                Interpolation is a useful tool for visualization of many things beyond elevation. Other gradually changing phenomena’s such as water table levels and rain fall can be interpolated or demographic data, such as a survey of HIV distribution in Africa. Ecological surveys, such as forest type could also be interpolated. Interpolation methods are crucial in many fields for the extraction of important information otherwise extremely difficult or impossible to survey completely.

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